This handy guide provides instructions on which parts of the file belong to the client and which belong to you. This may not be the only way to meet legal or regulatory requirements, and there may be situations where the proposed itinerary is not the best route to meet the needs of a particular client. However, if you do not follow the suggested path, you should be able to justify to regulators why your alternative approach is appropriate for your particular practice or advancement. Practice notes represent the Law Society`s perspective on good practices in a particular area. They should not be the only standard of good practice that lawyers can follow. You don`t have to follow them, but it will make it easier to hold regulators accountable for your actions. There are seven binding principles in SRA standards and regulations that apply to all aspects of practice. The principles apply to all admitted persons (lawyers, registered European lawyers and registered foreign lawyers), to authorised firms and their directors and employees, as well as to the provision of regulated services within authorised entities. Can be an option to fulfill your obligations or operate your practice. Other options may be available and the option you choose depends on the type of practice, client or mandate. You may need to justify why this was an appropriate option for oversight bodies. Should be a good practice outside of a regulatory context, in our opinion, for most situations. In the case of SRA standards and regulations, a non-binding provision that may be set out in notes or guidelines.
This practice statement is the Law Society`s view of good practices in this area and does not constitute legal advice. For more information, see Legal status. If you have any questions or comments about these practical tips, please contact our practical tips. Click here for a consolidated PDF version of all practice instructions and guidelines. Must be a requirement in legislation or a requirement of a principle, rule, regulation or other binding provision in SRA standards and regulations. You must comply with them, unless there are specific exceptions or defenses in the relevant laws or regulations. Click on the titles to view exercise instructions and how-to notes on a specific topic. The following information is subject to the condition that no derogating contractual agreement is concluded with the customer. Below is a list of the Law Society`s most recent guidelines and practice guides. Some instructions and practice guidelines have been removed for one or more of the following reasons: Practice notes are not legal advice and are not necessarily a defence to complaints of misconduct or malservice.
While we have taken care to ensure that they are accurate, up-to-date and useful, we do not accept any legal responsibility for them.